CATEGORY:
Short Courses
Compliance Practice
Course Access: Lifetime
Course Overview
Certificate
Duration: 1 – 2 Days
Purpose
This short course provides an in-depth understanding of compliance practice within regulatory environments.
Key Topics
✓ Regulatory environment and requirements
✓ Compliance risk management processes
✓ Principles of materiality
✓Compliance advice
✓ Compliance programme development
✓ Regulatory requirements
✓ Compliance risk identification, assessment, and management
✓ Compliance monitoring, reporting, and record-keeping
✓ Compliance manuals
✓ Training
✓ Complaints handling
✓ Outsourcing